Take the worry out of meeting your
compliance obligations

Utilise our compliance tools

Built-in compliance processes

KAN gives you the tools you need to run a compliant advice business, built into a robust technology solution powered by Trail, to save you time when it comes to fulfilling your obligations.

Undergo ongoing review and audits

Advice monitoring and file reviews

KAN monitors your advice process and reviews your files to identify any gaps in your advice process and ensure you understand what you need to do to give compliant advice in your business.

Periodic business monitoring, audit and feedback

Our compliance team conducts periodic reviews of your business, including your website and compliance registers, to ensure you are using our policies and processes correctly.

Inclusion in KAN’s compliance assurance plan and external Strategi audit

As a member of KAN you are included in our compliance assurance plan and external audit by Strategi Limited, an annual check of our policies, processes and controls that completes the cycle of continuous compliance improvement.

Continuously improve your compliance knowledge

Ongoing adviser training

KAN offers an ongoing adviser training programme focused on professional standards, compliance obligations and duties so that you are always learning and improving.

Compliance specialists ready to answer your questions

Pick up the phone and speak directly to one of our in-house compliance experts, who are available to give you guidance around your compliance obligations.

Kiwi Adviser Network Limited is a Licensed Financial Advice Provider
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